Gregory A Worcester

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2023-03-07
MI	RA	APPROVED	2023-03-07
IL	RA	APPROVED	2021-04-27

IN RA
APPROVED

Since 2023-03-07
MI RA
APPROVED

Since 2023-03-07
IL RA
APPROVED

Since 2021-04-27

Branch Locations

220 N Smith St, Ste. 406, Palatine, IL 60067 • United States

14600 Branch St., Omaha, NE 68154 • United States

31313 Northwestern Hwy, Ste. 122, Farmington Hills, MI 48334 • United States

707 Skokie Blvd, Ste. 600, Northbrook, IL 60062 • United States

570 Vale Park Road, Suite D, Valparaiso, IN 46385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Wauconda	IL	09/2007	04/2021
Gem Financial Advisors, Inc.	Lake Forest	IL	07/2013	08/2020
Cetera Advisor Networks	El Segundo	CA	04/2021	08/2023
Carson Wealth	Palatine	IL	04/2021	Present
Kfa Partners, Llc	Palatine	IL	07/2022	Present
Cwm, Llc	Omaha	NE	04/2021	Present

09/2007 → 04/2021

Lpl Financial, Llc

Wauconda, IL
07/2013 → 08/2020

Gem Financial Advisors, Inc.

Lake Forest, IL
04/2021 → 08/2023

Cetera Advisor Networks

El Segundo, CA
04/2021 → Present

Carson Wealth

Palatine, IL
07/2022 → Present

Kfa Partners, Llc

Palatine, IL
04/2021 → Present

Cwm, Llc

Omaha, NE

Previous Registrations

2005-12-16 → 2021-05-04

Lpl Financial Llc

Libertyville, IL

Mundelein, IL

Lake Forest, IL

Wauconda, IL
2013-08-01 → 2020-08-18

Gem Financial Advisors, Inc.

Lake Forest, IL
2005-01-06 → 2005-12-16

Transamerica Financial Advisors, Inc.

Libertyville, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2021 APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: KFA PARTNERS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: PARTNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-29
S63	Uniform Securities Agent State Law Examination	2001-12-21

S65 Uniform Investment Adviser Law Examination

2004-12-29
S63 Uniform Securities Agent State Law Examination

2001-12-21

Designations

View on SEC IAPD