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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-21 |
| TX | RA | APPROVED | 2024-10-16 |
Branch Locations
29 South Main Street Suite 210, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New Haven | CT | 05/2008 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 11/2017 | 10/2024 |
| Bank Of America, N.A. | New Haven | CT | 05/2018 | 10/2024 |
| Raymond James & Associates Inc. | West Hartford | CT | 10/2024 | Present |
(1)Name of Business: Wash Me Clean Auto Detailing LLC Address: 2360 Corbin Avenue, New Britain, CT, 06053, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joint business venture with spouse; I will not be an operating employee. I am solely a 50% partner/owner of the business entity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-31 |
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