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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-10-14 |
| TX | RA | APPROVED | 2021-10-14 |
Branch Locations
Saint Joseph Court Place 720 Pleasant Street, St. Joseph, MI 49085 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcf National Bank | St. Joseph | MI | 10/2003 | 10/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2003 | 10/2021 |
| Cetera Investment Advisers Llc | St. Joseph | MI | 01/2014 | 10/2021 |
| The Huntington Investment Company | Columbus | OH | 10/2021 | Present |
| Ameriprise Financial Services, Llc | St. Joseph | MI | 06/2026 | Present |
D&H RENTALS LLC POSITION: Sole Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1997 ADDRESS: 4026 Hawkins Path, St. Joseph MI 49085, United States DESCRIPTION: Buy, Sell and Rent Real Estate NAME: D&H Rentals LLC POSITION: Appraiser NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 7/28/1994 ADDRESS: 4026 Hawkins Path, St. Joseph, MI 49085 DESCRIPTION: Real Estate Appraisal License #1203003336 NAME: D&H Rentals LLC POSITION: Real Estate sales/manager for D&H Rental LLC NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 1/6/2000 ADDRESS: 4026 Hawkins Path, St. Joseph, MI 49085 DESCRIPTION: Managing rental properties NAME: D&H Rentals LLC POSITION: Licensed contractor for D&H Rentals LLC NATURE: Building/Home renovation INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 6/8/1994 ADDRESS: 4026 Hawkins Path, St. Joseph MI 49085 DESCRIPTION: Managing building and renovation projects
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-20 |
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