Allen Michael Kay

Employer firm

Investment Managers Group, LLC CRD 164203

$117M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Investment Managers Group, Llc

31045 Temecula Parkway Suite 207, Temecula, CA 92592 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-11-27

CA RA
APPROVED

Since 2012-11-27

Branch Locations

31045 Temecula Parkway Suite 207, Temecula, CA 92592 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Investment Managers Group, Llc	Temecula	CA	11/2012	Present

11/2012 → Present

Investment Managers Group, Llc

Temecula, CA

Previous Registrations

2009-05-05 → 2011-01-06

American Money Management, Llc

Rancho Santa Fe, CA
2008-05-19 → 2009-01-27

Wells Fargo Clearing Services, Llc

Bermuda Dunes, CA

Irvine, CA

Palm Desert, CA

Palm Springs, CA
2002-10-18 → 2008-05-23

Wells Fargo Investments, Llc

Hemet, CA

Fontana, CA

Fontana, CA

Escondido, CA

Carlsbad, CA

Fontana, CA

Rialto, CA

Escondido, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-17

S66 Uniform Combined State Law Examination

2002-10-17

View on SEC IAPD

Employer firm

Current Employers

Investment Managers Group, Llc

Disclosures

Employment History

Previous Registrations

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews