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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-01
IL RA APPROVED 2012-05-25
IN RA APPROVED 2012-05-25
  • TX RA
    APPROVED_RES
    Since 2024-09-01
  • IL RA
    APPROVED
    Since 2012-05-25
  • IN RA
    APPROVED
    Since 2012-05-25

Branch Locations

15255 S 94Th Avenue Ste 405, Orland Park, IL 60462 • United States

Chesterton, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orland Park IL 05/2012 03/2020
Ameriprise Financial Services, Llc Orland Park IL 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2012-05-29
    Merrillville, IN
  • 2002-03-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Merrillville, IN
    St. Louis, MO
    Merrillville, IN
Other Businesses

Board of Directors; Rebuilding Together - Duneland; Fundraising Chairman; P.O. Box 644 Chesterton, IN 46304, ,; Not Investment-Related; 02/01/2002; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-21
  • S66 Uniform Combined State Law Examination
    2002-02-21

View on SEC IAPD

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