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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-06-29 |
| TX | RA | APPROVED | 2022-06-29 |
| MD | RA | APPROVED | 2019-07-24 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
8161 Maple Lawn Blvd Suite 400, Fulton, MD 20759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planning Solutions Group, Llc | Fulton | MD | 08/2012 | 07/2019 |
| Triad Advisors, Inc | Norcross | GA | 08/2012 | 07/2019 |
| Lpl Financial | Fulton | MD | 07/2019 | 06/2025 |
| Wealth Enhancement Group | Plymouth | MN | 07/2019 | Present |
| Wealth Enhancement Advisory Services | Plymouth | MN | 07/2019 | Present |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 07/2019 | Present |
No Business Name - Investment Related - 5964 WATCH CHAIN WAY, COLUMBIA, MD 21044 - Real Estate Rental - Owner - Started 2008. No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Started 2010 - Time Spent 1% - Act as a background actor or extra on tv show and movie sets once in a while. No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 2003 - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 10% - Life insurance, disability insurance, long term care insurance, fixed annuities. WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/1/2019 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 75% time spent - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. No Business Name - Investment Related - No Location - Other-Financial Education Public Speaking - Started 08/12/2019 - 2 Hours Per Month/1 Hour During Securities Trading - Periodically asked to speak on personal finance topics like budgeting, preparing for financial emergencies, credit score management, risk management, retirement planning and other basic topics by organizations and employers in the Maryland area. Compysch - Investment Related - Home Based - Other-Financial Education Public Speaking - Started 08/13/2019 - 1 Hour Per Month During Securities Trading - Periodically speak for an organization named Compysch on the topic of personal finance to organizations in the Maryland, DC and Virginia area. No Business Name - Investment Related - Home Based - Other-Author - Started 12/2019 - 1 Hour Per Month - Time Spent 1% - Book Title: "The Personal Finance Handbook". No Business Name - Investment Related - Home Based - Other-Author - Started 12/2019 - 1 Hour Per Month - Time Spent 1% - Author of a Children's Book that's currently Untitled. No Business Name - Investment Related - Home Based - Other-Author - Started 2012 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1% - Author of "Total Compensation, A Practical Guide to Federal Employee Benefits". Wealth Enhancement Group - Not-Investment Related - Fulton, MD - Insurance Agent - Start Date: 07/2025 - Selling fixed insurance through Ash Brokerage. No Business Name - Not Investment Related - Start Date: 05/2026 - RSPA Licensed Tennis Instructor - 1 Hour Spent Per Month, 0 Hours Spent During Securities Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-21 |
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