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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-06-29
TX RA APPROVED 2022-06-29
MD RA APPROVED 2019-07-24
  • LA RA
    APPROVED
    Since 2022-06-29
  • TX RA
    APPROVED
    Since 2022-06-29
  • MD RA
    APPROVED
    Since 2019-07-24

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

8161 Maple Lawn Blvd Suite 400, Fulton, MD 20759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planning Solutions Group, Llc Fulton MD 08/2012 07/2019
Triad Advisors, Inc Norcross GA 08/2012 07/2019
Lpl Financial Fulton MD 07/2019 06/2025
Wealth Enhancement Group Plymouth MN 07/2019 Present
Wealth Enhancement Advisory Services Plymouth MN 07/2019 Present
Wealth Enhancement Brokerage Services Plymouth MN 07/2019 Present
  • 08/2012 → 07/2019
    Planning Solutions Group, Llc
    Fulton, MD
  • 08/2012 → 07/2019
    Triad Advisors, Inc
    Norcross, GA
  • 07/2019 → 06/2025
    Lpl Financial
    Fulton, MD
  • 07/2019 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 07/2019 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 07/2019 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
  • 2012-08-23 → 2019-09-10
    Planning Solutions Group, Llc
    Fulton, MD
  • 2008-06-27 → 2012-08-17
    Investment Advisors Corp
    Crofton, MD
    Millersville, MD
Other Businesses

No Business Name - Investment Related - 5964 WATCH CHAIN WAY, COLUMBIA, MD 21044 - Real Estate Rental - Owner - Started 2008. No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Started 2010 - Time Spent 1% - Act as a background actor or extra on tv show and movie sets once in a while. No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 2003 - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 10% - Life insurance, disability insurance, long term care insurance, fixed annuities. WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/1/2019 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 75% time spent - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. No Business Name - Investment Related - No Location - Other-Financial Education Public Speaking - Started 08/12/2019 - 2 Hours Per Month/1 Hour During Securities Trading - Periodically asked to speak on personal finance topics like budgeting, preparing for financial emergencies, credit score management, risk management, retirement planning and other basic topics by organizations and employers in the Maryland area. Compysch - Investment Related - Home Based - Other-Financial Education Public Speaking - Started 08/13/2019 - 1 Hour Per Month During Securities Trading - Periodically speak for an organization named Compysch on the topic of personal finance to organizations in the Maryland, DC and Virginia area. No Business Name - Investment Related - Home Based - Other-Author - Started 12/2019 - 1 Hour Per Month - Time Spent 1% - Book Title: "The Personal Finance Handbook". No Business Name - Investment Related - Home Based - Other-Author - Started 12/2019 - 1 Hour Per Month - Time Spent 1% - Author of a Children's Book that's currently Untitled. No Business Name - Investment Related - Home Based - Other-Author - Started 2012 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1% - Author of "Total Compensation, A Practical Guide to Federal Employee Benefits". Wealth Enhancement Group - Not-Investment Related - Fulton, MD - Insurance Agent - Start Date: 07/2025 - Selling fixed insurance through Ash Brokerage. No Business Name - Not Investment Related - Start Date: 05/2026 - RSPA Licensed Tennis Instructor - 1 Hour Spent Per Month, 0 Hours Spent During Securities Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-21
  • S66 Uniform Combined State Law Examination
    2008-06-21
Designations
  • Certified Financial Planner
Other Names
  • Brian Patrick Kuhn

View on SEC IAPD

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