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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-06-30 |
| TX | RA | APPROVED | 2021-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Cameron | MO | 11/2010 | 06/2021 |
| Lpl Financial, Llc | Cameron | MO | 06/2021 | Present |
1) 5/2016 - Business Entity For Tax/Investment Purposes Only - ICE HOLDINGS, LLC - Not Investment Related - 1% - Cameron, MO 64429 2) 11/2010 - DBA for LPL Business (entity for LPL business) - Ice Capital Management - Investment Related - 90% - Cameron, MO 64429 3) 8/2017 - Real Estate Rental - GUM SPRING FARMS, LLC - Investment Related - 1% - 12255 Hwy AD, Mtn. Grove, MO 65711 4) 11/2010 - Business Entity For Tax/Investment Purposes Only - EW ICE COMPANY CAPITAL MANAGEMENT, LLC - Investment Related - 90% - Cameron, MO 64429
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-16 |
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