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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-20 |
| NE | RA | APPROVED | 2022-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Western Bank (Acquired By First Interstate Bank) | Lincoln | NE | 06/2018 | 07/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2011 | 06/2017 |
| Raymond James Financial Services, Inc. | Lincoln | NE | 06/2017 | 07/2022 |
| Raymond James Financial Services Advisors Inc. | Lincoln | NE | 06/2017 | 07/2022 |
| Great Western Investment And Insurance | Lincoln | NE | 07/2017 | 07/2022 |
| Great Western Investments & Insurance | Lincoln | NE | 10/2021 | 07/2022 |
| Lpl Financial Llc | Lindoln | NE | 07/2022 | Present |
| First Interstate Bank | Lincoln | NE | 07/2022 | Present |
1) 7/2022- First Interstate Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 7/2022- Great Western Financial Services, Inc.- Non-Variable Insurance- inv. related- Agent selling whole life - start date 7/1/2022- Lincoln, NE - 160hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-02 |
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