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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-28
FL RA APPROVED 2002-01-22
  • TX RA
    APPROVED_RES
    Since 2012-03-28
  • FL RA
    APPROVED
    Since 2002-01-22

Branch Locations

301 East Pine Street Suite 1100, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Assoc., Inc. Celebration FL 09/2001 Present
  • 09/2001 → Present
    Raymond James & Assoc., Inc.
    Celebration, FL
Other Businesses

(1)Name of Business: N/A Address: 1875 Watkins Lake Rd , Waterford , MI, 48329, United States Activity Type: Personal/Private Investment Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay mortgage and bills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-08
  • S66 Uniform Combined State Law Examination
    2002-02-08

View on SEC IAPD

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