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Deana K Gwinn

J.P. Morgan Securities LLC

Beckley, WV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
WV RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • WV RA
    APPROVED
    Since 2012-10-01

Branch Locations

500 - 600 Neville Street, Beckley, WV 25801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank One Beckley WV 08/1998 Present
Bank One Beckley WV 08/1998 Present
J.P. Morgan Securities Llc Beckley WV 10/2012 Present
Jpmorgan Chase Bank, N.A. Beckley WV 08/1998 Present
  • 08/1998 → Present
    Bank One
    Beckley , WV
  • 08/1998 → Present
    Bank One
    Beckley, WV
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Beckley, WV
  • 08/1998 → Present
    Jpmorgan Chase Bank, N.A.
    Beckley, WV
Previous Registrations
  • 2010-06-29 → 2012-10-01
    Chase Investment Services Corp.
    Beckley, WV
    Beckley, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-24
S63 Uniform Securities Agent State Law Examination 2004-11-02
  • S66 Uniform Combined State Law Examination
    2010-06-24
  • S63 Uniform Securities Agent State Law Examination
    2004-11-02
Other Names
  • Deana Kay Lane
  • Deana Kay Smith
  • Deana Kay Gwinn

View on SEC IAPD

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