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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-05 |
| LA | RA | APPROVED | 2022-04-04 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
2950 Fairfield Avenue, Shreveport, LA 71104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/2005 | 03/2022 |
| Lpl Financial | Shreveport | LA | 03/2022 | Present |
1- 03/2022 / DBA for LPL Business (entity for LPL business) / LAGNIAPPE WEALTH MANAGEMENT / Investment Related / SHREVEPORT, LA 2- 04/01/2022 - Lagniappe Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 05/11/2022 - NewEdge Advisors, LLC - DBA: Lagniappe Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 4/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% 4. 05/11/2022 - NewEdge Advisors, LLC - DBA: NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 4/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-15 |
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