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Sean Min Kang

Morgan Stanley

Brea, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-24
CA RA APPROVED 2011-11-01
  • TX RA
    APPROVED_RES
    Since 2020-12-24
  • CA RA
    APPROVED
    Since 2011-11-01

Branch Locations

Ten Pointe Drive Suite 400, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Glendale CA 10/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2011 → Present
    Morgan Stanley Smith Barney
    Glendale, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-10-23 → 2011-11-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
    Glendale, CA
    Glendale, CA
    Pasadena, CA
  • 2006-07-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Glendale, CA
    Glendale, CA
    Glendale, CA
    Pasadena, CA
  • 2002-12-11 → 2004-01-06
    Morgan Stanley Dw Inc.
    Santa Ana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
  • S66 Uniform Combined State Law Examination
    2007-03-09
Other Names
  • Seong Sean Kang
  • Seong Min Kang
  • Seong Min Kang

View on SEC IAPD

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Other Investors

RICK RONALD EMMETT
WEST ALAN COHAN
HUAN-BIN ERIC LEE
ANNA LAURA DIAZ
PETER O PAIK
CHRISTOPHER RAYA SCIARRA
KEVIN OWEN SIMON
CHRISTINA MOON

Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
LPL FINANCIAL LLC · BREA, CA

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