Sarjoo Narendra Patel

Employer firm

Charles Schwab Investment Management, Inc CRD 106753

$1.72T regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 06/2020
  Usaa Investment Management Company
  San Antonio, TX
• 07/2018 → 06/2020
  Usaa Finacial Advisors, Inc.
  San Antonio, TX
• 06/2020 → Present
  Charles Schwab & Co., Inc
  Flower Mound, TX

Previous Registrations

• 2020-08-10 → 2025-01-28
  Charles Schwab & Co., Inc.
  Westlake, TX
  Westlake, TX
  Flower Mound, TX
  San Francisco, CA
• 2016-06-01 → 2020-06-16
  Usaa Investment Services Company
  San Antonio, TX
• 2013-04-22 → 2016-05-27
  Usaa Financial Planning Services
  San Antonio, TX
• 2010-12-06 → 2013-04-12
  Usaa Investment Services Company
  San Antonio, TX
• 2005-07-06 → 2007-01-05
  Usaa Financial Planning Services
  San Antonio, TX
  San Antonio, TX

Other Businesses

ASAR LLC| Owner| Rental Services| This is a town home owned for rental investment| less than 20 hrs monhtly| no business during trading hrs.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-01
• S65 Uniform Investment Adviser Law Examination
  2005-07-05
• S63 Uniform Securities Agent State Law Examination
  2001-12-13

Designations

• Certified Financial Planner

Other Names

• Sarju Patel