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Seth Michael Becker

Spc

Ann Arbor, MI

Fairmont, MN

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

816 E. Blue Earth Ave., Fairmont, MN 56031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Planning Corporation Ann Arbor MI 09/2007 Present
Parkland Securities Ann Arbor MI 08/2014 Present
  • 09/2007 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
  • 08/2014 → Present
    Parkland Securities
    Ann Arbor, MI
Other Businesses

1. SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 2. I AM A NOTARY PUBLIC 3. Owner - Becker Financial Group, LLC, Fairmont, MN. Sale of life, health and disability insurance. Becker Financial Group also offers securities through Parkland Securities LLC. Start date: 06/14/2021, approx. 40 hrs/mo. 4. Becker Storage, LLC, co-owner with spouse. Rental units and office space rentals. Start date: 10/26/15. approx. 10-20 hrs/mo. Not investment related. 5. Member - BGB Properties, LLC, Fairmont, MN. One of three partners purchasing 1 rental property in Fairmont, MN. Start date: 9/10/18, less than 1 hr/mo spent on activity. Not investment related. 6. Partner in cattle business to purchase and process beef for sale to our state's Dept. of Agriculture. Start date: 11/2/20, approx. 1-2 hrs/mo. Not investment related. 7. Generations Property Partners, LLC (formerly B & M Property Mgmt LLC), Fairmont, MN. 50% owner; co-own 2 commercial buildings and receive rental payments. Start date: 9/6/24, approx. 2-3 hrs/mo. INV REL: N. 8. Seth Becker LLC, Fairmont, MN. Sole member LLC used to track business expenses. Start date: 1/30/2020, less than 1 hr/mo, not investment related. 9. Receive income from property purchased in Sherburn, MN. Start date: 3/8/24, less than 1 hr/mo. INV REL: N

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-02
  • S63 Uniform Securities Agent State Law Examination
    2002-01-02

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