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Scott William Randolph

Robert W. Baird & Co. Incorporated

Florham Park, NJ

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-10-03
FL RA APPROVED 2017-10-02
TX RA APPROVED_RES 2017-09-29
  • NJ RA
    APPROVED
    Since 2017-10-03
  • FL RA
    APPROVED
    Since 2017-10-02
  • TX RA
    APPROVED_RES
    Since 2017-09-29

Branch Locations

200 Campus Drive Ste 170, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Warren NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Warren NJ 11/2016 09/2017
Robert W Baird & Co., Incorporated Florham Park NJ 09/2017 Present
Previous Registrations
  • 2008-01-01 → 2017-10-03
    Wells Fargo Clearing Services, Llc
    Bedminster, NJ
    Morristown, NJ
  • 2004-11-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Moristown, NJ
    St. Louis, MO
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-16
S63 Uniform Securities Agent State Law Examination 2002-03-26
  • S66 Uniform Combined State Law Examination
    2004-11-16
  • S63 Uniform Securities Agent State Law Examination
    2002-03-26

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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