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Michael E De La Garza

Capital Investment Advisors, LLC

Atlanta, GA

Greenwood Village, CO

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Current Employers
Capital Investment Advisors, Llc

10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-03
CO RA APPROVED 2019-03-18
  • TX RA
    APPROVED
    Since 2019-05-03
  • CO RA
    APPROVED
    Since 2019-03-18

Branch Locations

10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States

8101 E. Prentice Avenue Suite 1000, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 05/2014 03/2019
Bank Of America, N.A. Denver CO 10/2014 03/2019
Capital Investment Advisors, Llc Denver CO 03/2019 Present
Perry Investment Solutions, Llc Atlanta GA 04/2018 05/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-22
  • S66 Uniform Combined State Law Examination
    2014-08-22
Other Names
  • Michael Edward Delagarza
  • Mike Edward De La Garza
  • Michael Edward De La Garza

View on SEC IAPD

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