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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-07
  • TX RA
    APPROVED
    Since 2018-09-07

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

712 Main St 5Th Floor - South, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein Houston TX 10/2001 09/2018
Alliance Capital Management Lp New York NY 10/2001 09/2018
Jpmorgan Chase Bank, N.A. Houston TX 09/2018 Present
Jpmorgan Securities, Llc. Houston TX 09/2018 Present
  • 10/2001 → 09/2018
    Sanford C. Bernstein
    Houston, TX
  • 10/2001 → 09/2018
    Alliance Capital Management Lp
    New York, NY
  • 09/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 09/2018 → Present
    Jpmorgan Securities, Llc.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-05
  • S66 Uniform Combined State Law Examination
    2002-01-05

View on SEC IAPD

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