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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-11
  • NY RA
    APPROVED
    Since 2021-06-11

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Nesconset, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 09/2005 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 488 Uppersamsonville RoadOlive Bridge, NY, ,; Not Investment-Related; 09/01/2008 / Commercial; 3340 Veterans memorial HighwayBohemia, NY 11716, , Bohemia*, NY, 11716; Not Investment-Related; 09/01/2005 / Condominium - 3 bedroom; 395 South Crow Creek DriveCalabash, NC, , Calabash, NC, 28467; Not Investment-Related; 03/01/2007. Business Ownership; Monarch Consulting Group, LLC; ; Being utilized for tracking the Imagine Awards, an award program for the nonprofit sector; 3340 Veterans Memorial HighwayBohemia, NY 11716, ,; Not Investment-Related; 01/01/2009; 0 hours per month; 0 during trading hours / Cerini & Associates Consulting, LLC; ; Holding Company - Owns Monarch Valuation and 100% of Pipeline LLC. These are all non-operating entities; 3340 Veterans Memorial HighwayBohemia, NY 11716, ,; Not Investment-Related; 01/01/2003; 0 hours per month; 0 during trading hours / Monarch Management, LLC; ; This is a non-operating entity; 3340 Veterans Memorial HighwayBohemia, NY 11716, ,; Not Investment-Related; 01/01/2009; 0 hours per month; 0 during trading hours / 3340 Realty, LLC; ; Real Estate Holding Company; 3340 Veterans Memorial HighwayBohemia, NY 11716, ,; Not Investment-Related; 05/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours / Cerini & Associates, LLP; ; Tax Preparation; 3340 Veterans Memorial Highway, Bohemia, NY 11716, ,; Not Investment-Related; 08/02/1993; 60 hours per month; 60 during trading hours. Fiduciary Activities. Board of Directors; Nonprofit Resource Hub; Treasurer; 3340 Veterans Memorial Hwy, , Bohemia, NY, 11716; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Cerini Family Foundation; President; 3340 Veterans Memorial Hwy, , Bohemia, NY, 11716; Not Investment-Related; 11/14/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Cerini & Associates, LLP; Managing Partner -; Tax Preparation; 3340 Veterans Memorial HighwayBohemia, NY 11716, ,; ; 08/02/1993; 60 hours per month; . Other Business Activities; Imagine Awards; Nonprofit organization developed to: 1) Shine a spotlight on best in class nonprofits and the sector as a whole 2) Foster collaboration between nonprofit organizations 3) Provide education and sharing of ideas within the nonprofit sector; 3340 Veterans Memorial Hwy, , Bohemia, NY, 11716; Not Investment-Related; 01/01/2002; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-18
  • S66 Uniform Combined State Law Examination
    2001-12-18
Designations

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