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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
NC RA APPROVED 2006-07-21
  • TX RA
    APPROVED
    Since 2023-10-18
  • NC RA
    APPROVED
    Since 2006-07-21

Branch Locations

3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlotte NC 09/2005 03/2020
Ameriprise Financial Services, Llc Charlotte NC 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 6043 Windjammer Dr. #43, , Fort Mill, SC, 29708; Not Investment-Related; 11/20/2023 / Single Family; 645 Wisteria Vines Trail, , Fort Mill, SC, 29708; Not Investment-Related; 07/17/2025. Independent Insurance Brokering; North American; 02/21/2020; Fixed Annuity. Business Ownership; Green Door Real Estate Holdings LLC; using to hold real estate; LLC for purpose of holding real estate; 732 Camaross Dr. Charlotte, NC 28270, ,; Investment-Related; 07/23/2018; 1 to 9 hours per month; 0 during trading hours / Flat Stone Properties, LLC; member of LLC for real estate investing; Real Estate Investing; 3720 N Tryon St. Ste 113, , Charlotte, NC, 28206; Investment-Related; 02/12/2019; 20 to 39 hours per month; 1 to 9 during trading hours / 1825 Jennings St., LLC; Co-owner; real estate; 8302 Braeside Ct, , Charlotte, NC, 28270; Investment-Related; 06/06/2019; 1 to 9 hours per month; 1 to 9 during trading hours / F&F Realty Group; owner; LLC for real estate for liability purposes. Used only for properties/real estate. start date is estimate. this has already been approved by Ameriprise; 16525 Forest Home Rd, , Charlotte, NC, 28278; Investment-Related; 01/01/2009; 10 to 19 hours per month; 1 to 9 during trading hours / F&K Realty; Co-owner; Real estate LLC to hold/own 1002 Justice Ave Charlotte, NC 28206; 16525 Forest Home Rd, , Charlotte, NC, 28278; Investment-Related; 08/11/2017; 10 to 19 hours per month; 1 to 9 during trading hours / Northend Real Estate Holdings LLC; Owner; LLC for real estate holdings/investment; 16525 Forest Home Rd, , Charlotte, NC, 28278; Investment-Related; 08/03/2017; 1 to 9 hours per month; 0 during trading hours / Jagged Stone Properties LLC; Co-owner; real estate investing; 16525 Forest Home Rd., , Charlotte, NC, 28278; Investment-Related; 04/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours / Dilworth Management Group LLC; Owner; Consulting; 16525 Forest Home Rd., , Charlotte, NC, 28278; Investment-Related; 01/11/2022; 20 to 39 hours per month; 20 to 39 during trading hours / Sole Proprietorship - Jeremiah C. Fitzpatrick; Owner; Manage Ameriprise Business; 16525 Forest Home Rd, , Charlotte, NC, 28278; Investment-Related; 06/06/2025; 60 hours per month; 60 during trading hours. Outside Employment; Dilworth Management Group LLC; General Manager - make leadership, management, strategic decisions. manage operations and resource allocation. overseas budget development, implementation, and control. manage business activities seeking revenue growth and new client opportunities, negotiate contract with vendors, negotiates salaries and conduct reviews with employees, coordinate business filings, conduct member meetings; Provide turnkey practice management support to advisors; 16525 Forest Home Rd, , Charlotte, NC, 28278; Investment-Related; 01/14/2022; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; i play on poker tournaments occasionally; i play in poker tournaments occasionally. since i have won money Compliance stated I need to disclose; address varies, , varies, NV, 00000; Not Investment-Related; 09/08/2021; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-20
S66 Uniform Combined State Law Examination 2003-06-19
  • S65 Uniform Investment Adviser Law Examination
    2006-07-20
  • S66 Uniform Combined State Law Examination
    2003-06-19

View on SEC IAPD

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