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Christy Lynne Finken

Bok Financial Securities, Inc.

Houston, TX

Oklahoma City, OK

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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-16
  • TX RA
    APPROVED
    Since 2019-09-16

Branch Locations

1401 Mckinney St. 10Th & 11Th Fls., Houston, TX 77010 • United States

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Houston TX 05/2014 Present
Bok Financial Asset Management, Inc Houston TX 12/2015 12/2021
Bokf, Na Houston TX 05/2014 Present
  • 05/2014 → Present
    Bok Financial Securities, Inc.
    Houston, TX
  • 12/2015 → 12/2021
    Bok Financial Asset Management, Inc
    Houston, TX
  • 05/2014 → Present
    Bokf, Na
    Houston, TX
Previous Registrations
  • 2010-10-07 → 2021-12-14
    Bok Financial Asset Management, Inc.
    Houston, TX
    Houston, TX
  • 2006-02-08 → 2006-07-19
    Cuna Brokerage Services, Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-07
S63 Uniform Securities Agent State Law Examination 2002-04-16
  • S66 Uniform Combined State Law Examination
    2006-02-07
  • S63 Uniform Securities Agent State Law Examination
    2002-04-16
Other Names
  • Christy Lynne Weiss
  • Christy Lynn Finken
  • Christy Lynne Finken
  • Christy Lynne Hillyer

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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