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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-28
IN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-10-28
  • IN RA
    APPROVED
    Since 2012-10-01

Branch Locations

2642 East Third, Bloomington, IN 47401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bloomington IN 10/2012 Present
Jpmorgan Chase Bank, N.A. Bloomington IN 09/2008 Present
Previous Registrations
  • 2008-10-02 → 2012-10-01
    Chase Investment Services Corp.
    Bloomington, IN
    Bloomington, IN
    Bloomington, IN
  • 2005-11-23 → 2008-10-03
    Milan, IN
    Orleans, IN
    Bloomington, IN
    Bloomington, IN
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: PARTIAL OWNER START DATE: 7/14/2014 ADDRESS: 4900 Spencer, IN DETAILS: RENT UNDEVELOPED GROUND TO A FARMER TO GROW CORN OR SOY BEANS. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-24
S63 Uniform Securities Agent State Law Examination 2001-12-04
  • S66 Uniform Combined State Law Examination
    2005-10-24
  • S63 Uniform Securities Agent State Law Examination
    2001-12-04
Other Names
  • Craig Alan Harris

View on SEC IAPD

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