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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| KS | RA | APPROVED | 2016-10-20 |
Branch Locations
10801 Mastin Street Suite 370, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Inc | Overland Park | KS | 10/2001 | 10/2016 |
| Massmutual | Springfield | MA | 10/2001 | 10/2016 |
| Commonwealth Financial Network | San Diego | CA | 10/2016 | Present |
| Infinitas | Overland Park | KS | 10/2016 | Present |
1. Fixed Insurance sales and trails; Investment related; Conducted at branch Location. 2. Co-Owner, RMJ Financial LLC, a Private Entity established for tax purposes; Located at 10801 Mastin Boulevard, suite 370, Overland Park, KS 66210, as of 01/01/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-08 |
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