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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-08-14
  • OH RA
    APPROVED
    Since 2018-08-14

Branch Locations

13 North Main Street, Fort Loramie, OH 45845 • United States

Lawrenceburg, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Risse, Meiring & Company, Inc Fort Loramie OH 09/1998 Present
Cetera Financial Specialists, Llc Schaumburg IL 11/2017 Present
Meiring Investment And Insurance Fort Loramie OH 04/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2018 Present
  • 09/1998 → Present
    Risse, Meiring & Company, Inc
    Fort Loramie, OH
  • 11/2017 → Present
    Cetera Financial Specialists, Llc
    Schaumburg, IL
  • 04/2005 → Present
    Meiring Investment And Insurance
    Fort Loramie, OH
  • 08/2018 → Present
    Schaumburg, IL
Other Businesses

1) RISSE, MEIRING & COMPANY, INC.; NOT INV RELATED; FT.LORAMIE, OH, CPA/ACCOUNTING FIRM, TAX PREPARATION AND ACCOUNTING SERVICES, OWNER, SINCE 09/1998, 160 HRS/MO 2) KBCM ENTERPRISES, LLC; NOT INV RELATED; FT.LORAMIE, OH; COMMERCIAL AND RESIDENTIAL PROPERTY; OWNER/MANAGING MEMBER; SINCE 07/2003; 4 HRS/MO 3)NAME OF OTHER BUSINESS: MEIRING INVESTMENT AND INSURANCE; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL AND INSURANCE SERVICES; START DATE: 04/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10-15; APX NUMBER OF HOURS DURING TRADING HOURS: 10-15; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 4) NAME OF OTHER BUSINESS: RAIDER RENTALS, LLC ; INVESTMENT RELATED: NO; ADDRESS: P O BOX 200 13 N MAIN ST FT LORAMIE, OH 45845; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX PREPARATION, RENTAL PROPERTY, WAREHOUSE, RETAIL AND COMMERCIAL 5) NAME OF OTHER BUSINESS: BLAZIN 777 LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 5/2025 POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE FAMILY HOLDING COMPANY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-12-29
Designations
  • Personal Financial Specialist

View on SEC IAPD

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