Bradley Ross Behrendt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → 08/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 11/2001 → 08/2023
  Securian Financial Services, Inc
  St. Paul, MN
• 11/2002 → Present
  Self-Employed
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2010 → Present
  Alpo 1950 Llc
  Costa Mesa, CA

Previous Registrations

• 2003-02-12 → 2023-08-10
  Securian Financial Services, Inc.
  Newport Beach, CA
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1) TFG POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2010 ADDRESS: , Newport Beach CA , United States DESCRIPTION: Owner 2) TFG POSITION: Agent/Broker NATURE: Business Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2010 ADDRESS: 4001 MacArthur Blvd, Newport Beach CA 92660, United States DESCRIPTION: Ownership stake in firm 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/23/2002; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: ALPO 1950 LLC; INVESTMENT RELATED: NO; ADDRESS: 1922 SUVA CIR, COSTA MESA, CA 92626; NATURE OF BUSINESS: FAMILY INVESTMENT ACCOUNT; START DATE: 1/2010; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FAMILY INVESTMENT ACCOUNT; 5) NAME OF OTHER BUSINESS: MEMBERS TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE OFFICE; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: REFERRER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE A REFFERAL TO MEMBERS TRUST AND TO HELP WITH THE RELATIONSHIP WITH TRUST CLIENTS;

Exams

• S66 Uniform Combined State Law Examination
  2002-03-19