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Cheryl Lynn Vallon

Hsbc Securities (Usa) Inc.

Buffalo, NY

Williamsville, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-16
  • NY RA
    APPROVED
    Since 2023-02-16

Branch Locations

Larkin Square, 239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Williamsville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Buffalo NY 05/2010 Present
Hsbc Technology & Services Usa New York NY 12/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
S65 Uniform Investment Adviser Law Examination 2006-06-30
S63 Uniform Securities Agent State Law Examination 2004-07-26
  • S66 Uniform Combined State Law Examination
    2023-02-03
  • S65 Uniform Investment Adviser Law Examination
    2006-06-30
  • S63 Uniform Securities Agent State Law Examination
    2004-07-26
Other Names
  • Cheryl Lynn Stanes
  • Cheryl Lynn Stanes

View on SEC IAPD

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