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Anil Chacko

Ark Alliance Financial LLC

Pearland, TX

Missouri City, TX

Missouri City, TX

CRD 4471643

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Employer firm

Ark Alliance Financial LLC CRD 310539

$83.7M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ark Alliance Financial Llc

Pearland, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-08
  • TX RA
    APPROVED
    Since 2020-10-08

Branch Locations

Pearland, TX • United States

Missouri City, TX • United States

Missouri City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Hackensack NJ 06/2007 08/2019
Tiaa Hackensack NJ 06/2007 08/2019
Goodman Financial Corporation Houston TX 08/2019 08/2020
Ark Alliance Financial Llc Pearland TX 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-29
S63 Uniform Securities Agent State Law Examination 2001-12-21
  • S65 Uniform Investment Adviser Law Examination
    2004-09-29
  • S63 Uniform Securities Agent State Law Examination
    2001-12-21
Designations
  • Certified Financial Planner
Other Names
  • Neil Chacko

View on SEC IAPD

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