Wendy Sue Wilson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → Present
  Raymond James Financial Services, Inc.
  Troy, MI
• 07/2010 → Present
  Raymond James Financial Services Advisors, Inc.
  Troy, MI
• 07/2002 → Present
  Self-Employed Insurance Sales Agent
  Troy, MI
• 04/2011 → Present
  Southworth & Wilson Inc.
  Troy, MI

Previous Registrations

• 2010-09-03 → 2010-09-08
  Southworth & Wilson Advisory Corp.
  Troy, MI

Other Businesses

Southworth & Wilson, Inc. Address: Troy, MI Nature of the Business: Support Company/DBA Position/Title: Branch Owner Investment Related:No Start Date: 01/06/2014 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor & Registered Principal

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-17
• S66 Uniform Combined State Law Examination
  2002-04-03

Other Names

• Wendy Sue Oberlee