Jeff Todd Carter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2003-06-24 → 2004-07-15
  Wamu Investments, Inc.
  San Diego, CA
• 2002-05-07 → 2002-11-26
  Securian Financial Services, Inc.
  San Diego, CA

Other Businesses

1.04/06/2006; none; Real Estate Rental; Investment Related; ; Start Date 03/27/2006; hrs/mth; hrs during trading 2.02/12/2020; None; Real Estate Rental; Not Investment Related; Pacific City,Oregon; Start Date 01/10/2020; 5hrs/mth; 0hrs during trading 3.09/08/2021; None; Real Estate Rental; Investment Related; West Linn,OR; Start Date 09/03/2021; 10hrs/mth; 0hrs during trading 4.09/16/2024; EquityCraft Innovations, LLC; Other - LLC; Not Investment Related; at Reported Business Location(s); Start Date 04/03/2024; 0hrs/mth; 0hrs during trading 5.05/27/2026; None; Real Estate Rental; Investment Related; West Linn,OR; Start Date 08/19/2021; 10hrs/mth; hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2002-04-08