Shad Matthew Evans

Current Employers

Employment History

• 04/2016 → 05/2019
  Kestra Financial Services, Inc.
  Austin, TX
• 05/2019 → Present
  Lpl Financial, Llc (Formerly: Lpl Financial Services)
  South Jordan, UT

Previous Registrations

• 2016-04-28 → 2019-05-15
  Kestra Advisory Services, Llc
  Salt Lake City, UT
• 2011-07-18 → 2016-05-09
  Kestra Investment Services, Llc
  Orem, UT
  South Jordan, UT
  South Jordan, UT
• 2007-12-03 → 2011-07-21
  Mml Investors Services, Llc
  South Jordan, UT
  Lehi, UT
  St. George, UT
• 2003-04-21 → 2007-03-19
  Mml Investors Services, Llc
  St. George, UT
  St. George, UT

Other Businesses

1) 5/15/2019 - DBA for LPL Business (entity for LPL business) - Gro Financial - South Jordan, UT 2) 5/15/2019 - Non-Variable Insurance - Shad Evans - South Jordan, UT 3) 5/15/2019 - Business Entity For Tax/Investment Purposes Only - Private Wealth Services - South Jordan, UT 4) 12/4/2020 - The Insurance Box - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 20 Hours Per Month/5 Hours During Securities Trading - Not operating as an insurance agency but a BGA (brokerage general agent) contract. 5) 10/04/2021 - Provyde - Not Investment Related - 10808 S River Front Pkwy, Suite 314 - Business Entity For Tax/Investment Purposes Only - Start Date: 08/04/2020 - 0 Hours Per Month/0 Hours During Securities Trading 6) 08/28/2023 - Heber Hillside Retreat - Real Estate Rental - Investment Related - Heber City, UT - Start Date 06/01/2023 - 4 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-27
• S63 Uniform Securities Agent State Law Examination
  2001-12-27