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Diane L Mannino

Truist Advisory Services, Inc.

Wilmington, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-03-02
  • NC RA
    APPROVED
    Since 2021-03-02

Branch Locations

101 N 3Rd St, Wilmington, NC 28401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Charlotte NC 12/2015 04/2017
Mml Investors Services, Llc Charlotte NC 03/2017 05/2018
Bbtis Charlotte NC 05/2018 08/2020
Bbtsec Charlotte NC 08/2020 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 Present
Truist Advisory Services, Inc. Charlotte NC 03/2021 Present
  • 12/2015 → 04/2017
    Metlife Securities Inc.
    Charlotte, NC
  • 03/2017 → 05/2018
    Mml Investors Services, Llc
    Charlotte, NC
  • 05/2018 → 08/2020
    Bbtis
    Charlotte, NC
  • 08/2020 → 02/2021
    Bbtsec
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 03/2021 → Present
    Truist Advisory Services, Inc.
    Charlotte, NC
Previous Registrations
  • 2018-05-23 → 2021-03-02
    Bb&T Securities, Llc
    Charlotte, NC
    Charlotte, NC
    Montgomery, AL
    Irondale, AL
    Evergreen, AL
    Springville, AL
    Charlotte, NC
    Richmond, VA
  • 2017-03-25 → 2018-05-08
    Mml Investors Services, Llc
    Charlotte, NC
  • 2016-01-22 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
  • 2014-09-13 → 2015-12-22
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    St. Louis, MO
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-13
S63 Uniform Securities Agent State Law Examination 2004-02-06
  • S66 Uniform Combined State Law Examination
    2014-09-13
  • S63 Uniform Securities Agent State Law Examination
    2004-02-06
Other Names
  • Diane Mannino

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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