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Sunita Chachy Joseph

Charles Schwab & Co., Inc.

Berkeley, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-01-12
  • CA RA
    APPROVED
    Since 2009-01-12

Branch Locations

1995 University Ave Suite 100, Berkeley, CA 94704-1049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Berkeley CA 12/2007 Present
Charles Schwab Bank Ssb Berkeley CA 12/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-13
S63 Uniform Securities Agent State Law Examination 2003-06-23
  • S66 Uniform Combined State Law Examination
    2008-12-13
  • S63 Uniform Securities Agent State Law Examination
    2003-06-23
Other Names
  • Sunita C. Joseph

View on SEC IAPD

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