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William Alfred Carinci

O'SHaughnessy Asset Management, LLC

Stamford, CT

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Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-03-10
  • CT RA
    APPROVED
    Since 2023-03-10

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Llc New York NY 08/2004 04/2022
Goldman, Sach & Co. New York NY 08/2004 04/2022
Massmutual Life Insurance Co East Hills NY 08/2022 02/2023
Mml Investors Services, Llc East Hills NY 09/2022 02/2023
Unemployed Bronxville NY 05/2022 08/2022
O'SHaughnessy Asset Management, Llc Stamford CT 02/2023 Present
  • 08/2004 → 04/2022
    Goldman, Sachs & Co. Llc
    New York, NY
  • 08/2004 → 04/2022
    Goldman, Sach & Co.
    New York, NY
  • 08/2022 → 02/2023
    Massmutual Life Insurance Co
    East Hills, NY
  • 09/2022 → 02/2023
    Mml Investors Services, Llc
    East Hills, NY
  • 05/2022 → 08/2022
    Unemployed
    Bronxville, NY
  • 02/2023 → Present
    O'SHaughnessy Asset Management, Llc
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-17
S63 Uniform Securities Agent State Law Examination 2006-01-10
  • S66 Uniform Combined State Law Examination
    2022-10-17
  • S63 Uniform Securities Agent State Law Examination
    2006-01-10
Other Names
  • Bill Carinci

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
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