William Alfred Carinci

Employer firm

O'sHaughnessy Asset Management, LLC CRD 144594

$19.8B regulatory AUM 1,369 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 04/2022
  Goldman, Sachs & Co. Llc
  New York, NY
• 08/2004 → 04/2022
  Goldman, Sach & Co.
  New York, NY
• 08/2022 → 02/2023
  Massmutual Life Insurance Co
  East Hills, NY
• 09/2022 → 02/2023
  Mml Investors Services, Llc
  East Hills, NY
• 05/2022 → 08/2022
  Unemployed
  Bronxville, NY
• 02/2023 → Present
  O'SHaughnessy Asset Management, Llc
  Stamford, CT

Previous Registrations

• 2022-10-25 → 2022-12-06
  Mml Investors Services, Llc
  East Hills, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-10-17
• S63 Uniform Securities Agent State Law Examination
  2006-01-10

Other Names

• Bill Carinci