Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-11-16 |
| TX | RA | APPROVED_RES | 2022-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Las Cruces | NM | 09/2001 | 11/2022 |
| Johnson Financial Services, Inc. | Las Cruces | NM | 07/2003 | Present |
| Avantax Advisory Services | Las Cruces | NM | 08/2010 | 11/2022 |
| Lpl Financial Llc | Las Cruces | NM | 11/2022 | Present |
1) 11/11/2022 - Johnson Financial Services Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2003 2) 11/11/2022 - Hadley Ave Investment, LLC - Real Estate Rental - Owner - Inv Rel - At Reported Business Location(s) - Start: 04/2007
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-21 |
Reach out to this advisor