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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-13 |
| OH | RA | APPROVED | 2002-01-02 |
Branch Locations
6100 Oak Tree Blvd Ste 105, Independence, OH 44131 • United States
Boston Heights, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Independence | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | Present |
Business Ownership; Christopher A Roborecki sole Proprietor; ; Business established for GDC based compensation for AFA's; 6393 Oaktree Blvd. suite 105 independence Oh 44131, ,; Not Investment-Related; 05/13/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Christopher A. Roborecki And Associates, INC; Owner; S corp established for managing franchise expenses; 6100 oaktree Blvd, suite 105, Independence, OH, 44131; Not Investment-Related; 05/11/2016; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; The Roborecki Tree Farm; Tree Farming (production of hardwood timber); 7733 Brandywine Road, , Boston Heights, OH, 44236; Not Investment-Related; 10/27/2016; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-21 |
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