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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-13
OH RA APPROVED 2002-01-02
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • OH RA
    APPROVED
    Since 2002-01-02

Branch Locations

6100 Oak Tree Blvd Ste 105, Independence, OH 44131 • United States

Boston Heights, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Independence OH 09/2005 03/2020
Ameriprise Financial Services, Llc Independence OH 03/2020 Present
Other Businesses

Business Ownership; Christopher A Roborecki sole Proprietor; ; Business established for GDC based compensation for AFA's; 6393 Oaktree Blvd. suite 105 independence Oh 44131, ,; Not Investment-Related; 05/13/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Christopher A. Roborecki And Associates, INC; Owner; S corp established for managing franchise expenses; 6100 oaktree Blvd, suite 105, Independence, OH, 44131; Not Investment-Related; 05/11/2016; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; The Roborecki Tree Farm; Tree Farming (production of hardwood timber); 7733 Brandywine Road, , Boston Heights, OH, 44236; Not Investment-Related; 10/27/2016; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-21
  • S66 Uniform Combined State Law Examination
    2002-11-21

View on SEC IAPD

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