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John C Williams

Seia

Los Angeles, CA

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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-08-13
  • CA RA
    APPROVED
    Since 2010-08-13

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Los Angeles CA 09/2004 11/2018
Seia Llc Los Angeles CA 08/2004 Present
Royal Alliance Associates, Inc. Los Angeles CA 11/2018 08/2023
Ses Llc Los Angeles CA 08/2023 Present
  • 09/2004 → 11/2018
    Signator Investors, Inc.
    Los Angeles, CA
  • 08/2004 → Present
    Seia Llc
    Los Angeles, CA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Los Angeles, CA
  • 08/2023 → Present
    Ses Llc
    Los Angeles, CA
Other Businesses

1. JOHN C WILLIAMS, NOTARY PUBLIC POSITION: Notary Public NATURE: Notary public. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90069, United States DESCRIPTION: Notary public. 2. INSURANCE AGENT POSITION: Associate Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2004 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: application processing 3. SEIA POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/24/2004 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-12
S63 Uniform Securities Agent State Law Examination 2001-12-07
  • S66 Uniform Combined State Law Examination
    2010-08-12
  • S63 Uniform Securities Agent State Law Examination
    2001-12-07
Other Names
  • John Christopher Williams

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