John C Williams

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 11/2018
  Signator Investors, Inc.
  Los Angeles, CA
• 08/2004 → Present
  Seia Llc
  Los Angeles, CA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 08/2023 → Present
  Ses Llc
  Los Angeles, CA

Other Businesses

1. JOHN C WILLIAMS, NOTARY PUBLIC POSITION: Notary Public NATURE: Notary public. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90069, United States DESCRIPTION: Notary public. 2. INSURANCE AGENT POSITION: Associate Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2004 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: application processing 3. SEIA POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/24/2004 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA Service

Exams

• S66 Uniform Combined State Law Examination
  2010-08-12
• S63 Uniform Securities Agent State Law Examination
  2001-12-07

Other Names

• John Christopher Williams