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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-01 |
| VA | RA | APPROVED | 2010-11-29 |
Branch Locations
202 Archway Court, Lynchburg, VA 24502 • United States
Forest, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Lynchburg | VA | 06/2007 | Present |
| Mml Investors Services, Llc | Lynchburg | VA | 08/2007 | Present |
NAME: BRIAN BAKER INV REL: Y ADD: 205 ARCHWAY COURT NATURE: LIFE, HEALTH, GROUP LIFE/HEALTH POSITION: AGENT START DATE: 1/1/2014 NO HRS/MO: 1 NO HRS/MO TRADING TIME: 0 (2) NAME: BAKER CAPITAL PARTNERS,LLC INV REL: Y ADD: 202 ARCHWAY COURT LYNCHBURG VA 24502 NATURE: FARMLAND THAT I PLAN TO BUILD A PERSONAL RESIDENCE ON POSITION: PRESIDENT START DATE: 12/01/2021 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DUTIES: OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-17 |
| S66 | Uniform Combined State Law Examination | 2002-09-19 |
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