Jay William Cohen

Employer firm

Monterey Wealth CRD 172577

$300M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Monterey Wealth

200 Ashford Center North Suite 220, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-05-19

GA RA
APPROVED

Since 2020-05-19

Branch Locations

200 Ashford Center North Suite 220, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Atlanta	GA	09/2005	05/2020
Monterey Wealth	Atlanta	GA	05/2020	Present

09/2005 → 05/2020

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Atlanta, GA
05/2020 → Present

Monterey Wealth

Atlanta, GA

Previous Registrations

2005-10-06 → 2020-05-18

Lpl Financial Llc

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA
2004-07-27 → 2005-12-31

Independent Financial Partners

Atlanta , GA
2003-01-17 → 2004-03-19

M Holdings Securities, Inc.

Tampa, FL

Other Businesses

1. 10/13/2005 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - DESIGN AND IMPLEMENTATION OF EMPLOYEE BENEFITS, GROUP LIFE, DISABILITY AND RETIREMENT PLANS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-05-17
S63	Uniform Securities Agent State Law Examination	2001-10-30

S65 Uniform Investment Adviser Law Examination

2004-05-17
S63 Uniform Securities Agent State Law Examination

2001-10-30

Designations

Certified Financial Planner

View on SEC IAPD