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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-29
GA RA APPROVED 2009-04-21
  • TX RA
    APPROVED_RES
    Since 2016-08-29
  • GA RA
    APPROVED
    Since 2009-04-21

Branch Locations

101 World Dr Ste 175, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Newnan GA 05/2009 Present
Previous Registrations
Other Businesses

TRUSTEE OF A CUBED ENTERPRISES INC 401K; INV RELATED; PEACHTREE CITY, GA; START 6/5/2012; 1 HR/MO; 0 DURING TRADING.; A CUBED ENTERPRISES, INC, INVT RELATED, PEACHTREE CITY, GA, 100% OWNERSHIP, START 5/15/2009, 5 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.; SPECIAL ACCESS TRUSTEE FOR FAMILY FRIEND, INV RELATED, OAKWOOD, GA, START: 7/1/2022, 1 HR/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR FATHER, INV RELATED, SHARPSBURG, GA, START: 3/21/2023, 5 HOURS A MONTH, 0 HOURS DURING TRADING.; TRUSTEE FOR NIECES AND NEPHEW, INV RELATED, SHARPSBURG, GA, START: 3/21/2023, 5 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-26
  • S66 Uniform Combined State Law Examination
    2002-02-26
Other Names
  • Jim Cox

View on SEC IAPD

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