Staci Ann Mapes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-02-03
TX	RA	APPROVED	2024-05-16
WA	RA	APPROVED	2024-05-16

AZ RA
APPROVED

Since 2025-02-03
TX RA
APPROVED

Since 2024-05-16
WA RA
APPROVED

Since 2024-05-16

Branch Locations

10828 Gravelly Lake Dr Sw #212, Lakewood, WA 98499 • United States

Fountain Hills, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Financial Planning, Inc.	Fort Worth	TX	10/2001	05/2024
First Command Financial Services, Inc.	Fort Worth	TX	11/2001	05/2024
First Command Advisory Services	Fort Worth	TX	12/2015	05/2024
Lincoln Financial Securities	Lakewood	WA	02/2021	05/2024
Lpl Financial Llc	Lakewood	WA	05/2024	Present

10/2001 → 05/2024

First Command Financial Planning, Inc.

Fort Worth, TX
11/2001 → 05/2024

First Command Financial Services, Inc.

Fort Worth, TX
12/2015 → 05/2024

First Command Advisory Services

Fort Worth, TX
02/2021 → 05/2024

Lincoln Financial Securities

Lakewood, WA
05/2024 → Present

Lpl Financial Llc

Lakewood, WA

Previous Registrations

2021-02-05 → 2024-05-16

Osaic Fs, Inc.

Lakewood, WA

Virginia Beach, VA

Lakewood, WA
2015-12-15 → 2021-02-09

First Command Advisory Services

Fort Worth, TX
2005-11-10 → 2015-12-15

First Command Brokerage Services, Inc.

Lakewood, WA

Lakewood, WA

Other Businesses

1) 04/25/2024 - S.A. Mapes Wealth Management Group, LLC - Non-Variable Insurance - Selling: Term, Whole Life, Midland National - Wa, 98499 - Investment related - 10 Hours per month - Start date: 05/16/2024. 2) 04/25/2024 - S.A. Mapes Wealth Management Group, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hours per month. 3) 04/25/2024 - Peacemaker Solutions LLC - Business Entity For Tax/Investment Purposes Only - Non investment related - 1 Hour per month - Start date: 4/22/2024. 4) 02/04/2025 - MoneyPenny - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:01/28/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 5) 02/18/2026 - Hudbody, killergenes - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Scottsdale, AZ - Start Date 11/01/2024 - 1 hour per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-09
S63	Uniform Securities Agent State Law Examination	2001-11-02

S66 Uniform Combined State Law Examination

2005-11-09
S63 Uniform Securities Agent State Law Examination

2001-11-02

View on SEC IAPD