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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-10 |
| TX | RA | APPROVED | 2026-07-10 |
Branch Locations
432 Main Street Unit 105, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hartford | CT | 06/2016 | Present |
| Good Life Advisors, Llc | Wyomissing | PA | 06/2016 | Present |
| Ethos Wealth Management | Hartford | CT | 06/2016 | Present |
| Osai Wealth, Inc. | Hartford | CT | 07/2026 | Present |
1. ETHOS WEALTH MANAGEMENT POSITION: Partner NATURE: DBA, Doing Business as, sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 04/01/2012 ADDRESS: 423 Main St., Unit 105, Hartford CT 06103, United States DESCRIPTION: Client service, portfolio management, research, financial planning. 2. 423 MAIN ST, LLC POSITION: owner NATURE: It is the LLC that owns my office for work. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2012 ADDRESS: 423 Main St., Unit 105, Hartford CT 06103, United States DESCRIPTION: Nothing. It again just holds the real estate of where my office is.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-08 |
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