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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-29
TX RA APPROVED_RES 2024-08-20
NJ RA APPROVED 2020-03-20
  • PA RA
    APPROVED
    Since 2024-08-29
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • NJ RA
    APPROVED
    Since 2020-03-20

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glen Eagle Advisors Llc Kingston NJ 09/2002 12/2019
Glen Eagle Wealth, Llc Kingston NJ 07/2015 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2020 Present
Previous Registrations
  • 2016-03-17 → 2019-12-17
    Kingston, NJ
  • 2010-05-07 → 2016-03-23
    Glen Eagle Wealth, Llc
    Kingston, NJ
    Kingston, NJ
    Wilmington, DE
    Annapolis, MD
    Langhorne, PA
    Hamilton, NJ
    Freehold, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-06
  • S66 Uniform Combined State Law Examination
    2010-05-06
Other Names
  • Gary A Moody

View on SEC IAPD

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