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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-10-16
  • WI RA
    APPROVED
    Since 2014-10-16

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 10/2014 Present
  • 10/2014 → Present
    Robert W. Baird & Co.
    Milwaukee, WI
Previous Registrations
Other Businesses

Name: Cambridge Heights Condominium Assoc; Not Investment-Related; Address: 3234 N Cambridge Ave, Milwaukee, WI 53211; Nature: Condominium Owners Assoc; Role: Treasurer; Start Date: 1/1/2013; Appx hrs/month: Less than 1 hour/ month; Hrs during trading: 0; Duties: Write the checks for any bills received in the condominium assoc name... The Condo Assoc has it's own checking account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-12
S63 Uniform Securities Agent State Law Examination 2001-08-18
  • S66 Uniform Combined State Law Examination
    2014-04-12
  • S63 Uniform Securities Agent State Law Examination
    2001-08-18

View on SEC IAPD

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