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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-01 |
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
466 A Main St, Murphys, CA 95247 • United States
1390 Willow Pass Rd Ste 900, Concord, CA 94520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2008 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE. (2) NAME OF OTHER BUSINESS: SABRINA JULIAN INVESTMENT SERVICES INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INVESTMENT SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 40, BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES AND FINANCIAL PLANNING; (3) NAME OF OTHER BUSINESS: SABRINA JULIAN - ORGANIZING SERVICE FOR WOMEN INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HELP SINGLE WOMEN ORGANIZE DOCUMENTS, GET RID OF CLUTTER, DOWNSIZE OR MOVE START DATE: 12/2013 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 2-5 APX NUMBER OF HOURS DURING TRADING HOURS: N/A BRIEF DESCRIPTION OF DUTIES: ORGANIZING SERVICE FOR WOMEN (4) NAME OF OTHER BUSINESS: ANGELS-MURPHY ROTARY CLUB ; INVESTMENT RELATED: NO ADDRESS: PO BOX 1221 MURPHYS CA 95247 ; NATURE OF BUSINESS: NON-PROFIT SERVICE CLUB ; START DATE: 01/2015 ; POSITION/TITLE/RELATIONSHIP: PAST PRESIDENT / MEMBER ; APX NUMBER OF HOURS PER WEEK: 3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: WORK ON COMMUNITY SERVICE PROJECTS. VOTING ON CLUB DECISIONS. RUN MEETING IN CURRENT PRESIDENTS ABSENCE ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-02 |
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