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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2021-11-09
TX RA APPROVED_RES 2019-06-19
MT RA APPROVED 2001-11-28
  • WY RA
    APPROVED
    Since 2021-11-09
  • TX RA
    APPROVED_RES
    Since 2019-06-19
  • MT RA
    APPROVED
    Since 2001-11-28

Branch Locations

993 S 24Th St W Ste D, Billings, MT 59102 • United States

Laurel, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Billings MT 09/2005 03/2020
Ameriprise Financial Services, Llc Billings MT 03/2020 Present
Other Businesses

Business Ownership; Prairie Springs Group, LLC; Administration; Entity used to manage team related expenses; 993 S. 24th Street West, Suite D, , Billings, MT, 59102; Not Investment-Related; 11/07/2019; 1 to 9 hours per month; 1 to 9 during trading hours / CRH Enterprises LLC; Owner of the LLC that owns the rental properties.; Holds 2 rental properties - 802 Cook Ave, 238 Terry Ave; 1362 Clarhill Rd, Laurel, MT 59044, ,; Investment-Related; 09/01/2003; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-14
  • S66 Uniform Combined State Law Examination
    2001-11-14

View on SEC IAPD

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