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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-07-27
  • WA RA
    APPROVED
    Since 2018-07-27

Branch Locations

3473 Nw Lowell Street Suite 200, Silverdale, WA 98383 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 04/2002 Present
Frank Warner Cpa Silverdale WA 09/1979 Present
  • 04/2002 → Present
    The Leaders Group Inc
    Littleton, CO
  • 09/1979 → Present
    Frank Warner Cpa
    Silverdale, WA
Other Businesses

1.) FRANK WARNER, CPA - 7/31/1979 - 3473 NW LOWELL STREET, SUITE 200, SILVERDALE, WA 98383 - OWNER, NOT INVT REL, TAX RETURNS & TAX ADVISE, 30 HRS/WK; 30 HRS/WK. 2.) TLG ADVISORS, INC - 6/22/2018 - 26 W DRY CREEK CIRCLE, SUITE 800, LITTLETON, CO 80120 - IAR REP, INVT REL, IAR BUSINESS, 10 HRS/WK; 10 HRS/WK.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-07-24
S65 Uniform Investment Adviser Law Examination 2001-11-21
  • S63 Uniform Securities Agent State Law Examination
    2002-07-24
  • S65 Uniform Investment Adviser Law Examination
    2001-11-21

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