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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-09
CA RA APPROVED 2021-05-07
  • TX RA
    APPROVED
    Since 2021-06-09
  • CA RA
    APPROVED
    Since 2021-05-07

Branch Locations

3001 Douglas Blvd, Roseville, CA 95661 • United States

1610 Arden Way, Sacramento, CA 95815 • United States

Granite Bay, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 10/2009 Present
Bank Of America,N.A. Roseville CA 06/2011 Present
Ubs Financial Services Roseville CA 05/2021 Present
Previous Registrations
Other Businesses

1) Name of Business: Granite Bay High School./ Address: 1 Grizzly Way Granite Bay CA United States 95746./ Nature: coaching girls basketball./ Role: Other- basketball and flag football coach / Duty: coaching girls basketball and flag football./ Start Date: 10/10/2023./ Time Required: No. 2) J and L.A. JTWROS, Short term rental, owner, have a property management company handling the details, Start date-7/26/2024, Alabama United States-3540.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-31
  • S66 Uniform Combined State Law Examination
    2002-01-31

View on SEC IAPD

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