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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-18
MT RA APPROVED 2002-03-05
  • TX RA
    APPROVED_RES
    Since 2020-02-18
  • MT RA
    APPROVED
    Since 2002-03-05

Branch Locations

2615 Connery Way, Missoula, MT 59808-6536 • United States

Missoula, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Missoula MT 10/2001 03/2020
Ameriprise Financial Services, Llc Missoula MT 03/2020 Present
Other Businesses

Business Ownership; BCN INC.; ; Entity for allocation of business expenses only.; 2615 Connery WayMissoula, MT 59808, ,; Not Investment-Related; 10/01/2014; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-11
  • S66 Uniform Combined State Law Examination
    2002-01-11

View on SEC IAPD

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