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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-03
TX RA APPROVED 2025-02-14
  • FL RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-02-14

Branch Locations

2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 02/2025
Morgan Stanley Smith Barney Llc Sarasota FL 02/2025 Present
Morgan Stanley Private Bank, N.A New York NY 03/2025 Present
  • 10/2012 → 02/2025
    New York, NY
  • 02/2025 → Present
    Morgan Stanley Smith Barney Llc
    Sarasota, FL
  • 03/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

I have rental properties / Non-Investment Related / I purchased properties for rent. / Real Estate / Owner/Partner / Start 01-July-2024 / 0-10 hours devoted weekly / 0 during trading hours / I am the landlord of the 4 rental properties. The addresses for the properties are listed. There is 1 in Brooklyn, NY and 3 in Sarasota, FL. *630610 - Rental Property; Investment related: Yes; sarasota, Florida; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Administrative *630612 - Real Estate; Investment related: Yes; Sarasota, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Administrative *630614 -Rental Property; Investment related: Yes; sarasota, Florida;Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Administrative *630609 - Rental Property; Investment Related - Yes; Brooklyn, New York; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 2; Administrative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-29
S63 Uniform Securities Agent State Law Examination 2005-12-01
  • S65 Uniform Investment Adviser Law Examination
    2005-12-29
  • S63 Uniform Securities Agent State Law Examination
    2005-12-01
Other Names
  • Peter David Barresi

View on SEC IAPD

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