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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-03 |
| TX | RA | APPROVED | 2025-02-14 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 02/2025 |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 02/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2025 | Present |
I have rental properties / Non-Investment Related / I purchased properties for rent. / Real Estate / Owner/Partner / Start 01-July-2024 / 0-10 hours devoted weekly / 0 during trading hours / I am the landlord of the 4 rental properties. The addresses for the properties are listed. There is 1 in Brooklyn, NY and 3 in Sarasota, FL. *630610 - Rental Property; Investment related: Yes; sarasota, Florida; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Administrative *630612 - Real Estate; Investment related: Yes; Sarasota, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Administrative *630614 -Rental Property; Investment related: Yes; sarasota, Florida;Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Administrative *630609 - Rental Property; Investment Related - Yes; Brooklyn, New York; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-01 |
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