Best Investors Account Sign in
Inactive

Justin Michael Taylor

Charter Wealth Management

Daphne, AL

Raleigh, NC

CRD 4469795

Claim This Profile
Employer firm

Charter Wealth Management CRD 162299

$196M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Charter Wealth Management

8601 Six Forks Road Suite 400, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-03-17
TN RA APPROVED 2025-03-17
AL RA APPROVED 2016-05-03
IL RA APPROVED 2015-05-01
TX RA APPROVED 2015-03-26
NC RA APPROVED 2015-03-20
  • MS RA
    APPROVED
    Since 2025-03-17
  • TN RA
    APPROVED
    Since 2025-03-17
  • AL RA
    APPROVED
    Since 2016-05-03
  • IL RA
    APPROVED
    Since 2015-05-01
  • TX RA
    APPROVED
    Since 2015-03-26
  • NC RA
    APPROVED
    Since 2015-03-20

Branch Locations

Daphne, AL • United States

8601 Six Forks Road Suite 400, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charter Wealth Management, Inc. Raleigh NC 03/2015 Present
  • 03/2015 → Present
    Charter Wealth Management, Inc.
    Raleigh, NC
Previous Registrations
  • 2011-02-03 → 2015-03-20
    Southstate Securities Corp.
    Memphis (Shelby), TN
    Memphis, TN
    Cary, NC
  • 2006-06-05 → 2011-02-02
    Wells Fargo Clearing Services, Llc
    Memphis, TN
  • 2005-08-23 → 2006-05-26
    Waddell & Reed
    Denver, CO
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-22
S63 Uniform Securities Agent State Law Examination 2002-07-29
  • S66 Uniform Combined State Law Examination
    2005-08-22
  • S63 Uniform Securities Agent State Law Examination
    2002-07-29
Designations
  • Certified Financial Planner
Other Names
  • Justin M Taylor

View on SEC IAPD

More in Daphne, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor