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James Ellis Kirk

Edward Jones

Goshen, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-19
IN RA APPROVED 2024-10-18
  • TX RA
    APPROVED_RES
    Since 2024-12-19
  • IN RA
    APPROVED
    Since 2024-10-18

Branch Locations

1830 Rieth Boulevard Suite 1, Goshen, IN 46526 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kirk Financial Group Barstow CA 03/2003 09/2016
Federal Employee Retirement Solutions Barstow CA 02/2010 09/2016
Life Strategies Inc La Jolla CA 09/2014 09/2016
Alaska Usa Anchorage AK 09/2016 07/2020
Cuna Brokerage Services Inc Waverly IA 09/2016 05/2022
Interra Credit Union Goshen IN 04/2020 10/2023
Lpl Financial Llc Goshen IN 05/2022 10/2024
Edward Jones St Louis MO 10/2024 Present
  • 03/2003 → 09/2016
    Kirk Financial Group
    Barstow, CA
  • 02/2010 → 09/2016
    Federal Employee Retirement Solutions
    Barstow, CA
  • 09/2014 → 09/2016
    La Jolla, CA
  • 09/2016 → 07/2020
    Alaska Usa
    Anchorage, AK
  • 09/2016 → 05/2022
    Cuna Brokerage Services Inc
    Waverly, IA
  • 04/2020 → 10/2023
    Interra Credit Union
    Goshen, IN
  • 05/2022 → 10/2024
    Goshen, IN
  • 10/2024 → Present
    St Louis, MO
Previous Registrations
  • 2022-05-18 → 2024-10-16
    Goshen, IN
    Goshen, IN
  • 2016-09-09 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Victorville, CA
    Waverly, IA
    Victorville, CA
    Glendale, AZ
    Elkhart, IN
    Goshen, IN
  • 2014-10-08 → 2016-08-29
    Helendale, CA
    Cardiff, CA
  • 2011-10-31 → 2014-09-15
    Carpinteria, CA
    Barstow, CA
  • 2010-10-20 → 2011-11-01
    Osaic Services, Inc.
    Barstow, CA
    Scottsdale, AZ
  • 2005-01-05 → 2010-09-10
    Next Financial Group, Inc.
    Barstow, CA
Other Businesses

Protective Life Birmingham, AL Start date: 1/1/2014 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-02
  • S63 Uniform Securities Agent State Law Examination
    2002-01-02
Designations
Other Names
  • James Ellis Kirk
  • James E Kirk

View on SEC IAPD

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